Anticipated Publication of the PHS 2024-2 Omnibus Solicitations of the NIH, CDC and FDA for Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Grant Applications (2024)

Notice of Information: Anticipated Publication of the PHS 2024-2 Omnibus Solicitations of the NIH, CDC and FDA for Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Grant Applications

This Notice is to inform eligible United States small business concerns of the reissuance of the Omnibus Solicitations of the NIH, CDC and FDA for Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) grant applications.

When reissued, these notices of funding opportunities (NOFOs) will continue to utilize the R41/R42 and R43/44 grant mechanisms. Modifications to these NOFOs will include new and revised research priorities. This Notice is provided to allow potential applicants sufficient time to develop meaningful collaborations and appropriate projects.

These NOFOs are expected to be published in Late Spring 2024 with an expected first application due date in September 2024.

NIH, CDC, and FDA Institutes and Centers likely to participate in one or more of the NOFOs include the following:

National Institutes of Health (NIH)

  • National Cancer Institute (NCI)
  • National Eye Institute (NEI)
  • National Heart, Lung, and Blood Institute (NHLBI)
  • National Human Genome Research Institute (NHGRI)
  • National Institute on Aging (NIA)
  • National Institute on Alcohol Abuse and Alcoholism (NIAAA)
  • National Institute of Allergy and Infectious Diseases (NIAID)
  • National Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS)
  • National Institute of Biomedical Imaging and Bioengineering (NIBIB)
  • Eunice Kennedy ShriverNational Institute of Child Health and Human Development (NICHD)
  • National Institute on Deafness and Other Communication Disorders (NIDCD)
  • National Institute of Dental and Craniofacial Research (NIDCR)
  • National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK)
  • National Institute on Drug Abuse (NIDA)
  • National Institute of Environmental Health Sciences (NIEHS)
  • National Institute of General Medical Sciences (NIGMS)
  • National Institute of Mental Health (NIMH)
  • National Institute of Neurological Disorders and Stroke (NINDS)
  • National Institute of Nursing Research (NINR)
  • National Institute on Minority Health and Health Disparities (NIMHD)
  • National Library of Medicine (NLM)
  • National Center for Complementary and Integrative Health (NCCIH)
  • National Center for Advancing Translational Sciences (NCATS)
  • Division of Program Coordination, Planning and Strategic Initiatives, Office of Research Infrastructure Programs (ORIP)

Centers for Disease Control (CDC)

  • Center for Forecasting Analytics (CFA)
  • Global Health Center (CGH/CDC)
  • National Center on Birth Defects and Developmental Disabilities (NCBDDD/CDC)
  • National Center for Chronic Disease Prevention and Health Promotion (NCCDPHP/CDC)
  • National Center for Emerging and Zoonotic Infectious Diseases (NCEZID/CDC)
  • National Center for Environmental Health (NCEH/CDC)
  • National Center for HIV/AIDS, Viral Hepatitis, STD, and TB Prevention (NCHHSTP/CDC)
  • National Center for Immunization and Respiratory Diseases (NCIRD/CDC)
  • National Center for Injury Prevention and Control (NCIPC/CDC)
  • National Institute for Occupational Safety and Health (NIOSH/CDC)

Food and Drug Administration (FDA)

  • Center for Biologics Evaluation and Research (CBER/FDA)
  • Center for Drug Evaluation and Research (CDER/FDA)
  • Center for Food Safety and Applied Nutrition (CFSAN/FDA)
  • Center for Devices and Radiological Health (CDRH/FDA)
  • Center for Veterinary Medicine (CVM/FDA)
  • Office of Critical Path Programs (CPI/FDA)
  • Office of Orphan Products Development (OOPD/FDA)

SBIR/STTR Program Details

The SBIR program, as established by law, is intended to meet the following goals: stimulate technological innovation in the private sector; strengthen the role of small business in meeting federal research or research and development (R/R&D) needs; increase the commercial application of federally-supported research results; foster and encourage participation bysocially and economically disadvantaged small business concerns and women-owned business concerns in the SBIR program; and improve the return on investment from federally-funded research for economic and social benefits to the nation.

The STTR program is intended to stimulate a partnership of ideas and technologies between innovative small business concerns and non-profit research institutions through federally-funded research or research and development (R/R&D). By providing awards to small businesses for cooperative R/R&D efforts with non-profit research institutions, the STTR program assists the small business and research communities by commercializing innovative technologies.

SBIR/STTR are phased programs. The main objective in SBIR/STTR Phase I is to establish the technical merit and feasibility of the proposed research and development efforts, whereas in SBIR/STTR Phase II it is to continue the R&D efforts to advance the technology toward ultimate commercialization.

An objective of the SBIR and STTR programs is to increase private sector commercialization of innovations derived from federally supported research and development. At the conclusion of an SBIR/STTR Phase II, it is expected that the small business will fully commercialize their product or technology using non-SBIR/STTR funds (either federal or non-federal).

NIH is committed to supporting a sustainable and diverse biomedical research workforce (see Notice of NIH's Interest in Diversity, NOT-OD-20-031).Research shows that diverse teams working together and capitalizing on innovative ideas and distinct perspectives outperform hom*ogeneous teams. Scientists and trainees from diverse backgrounds and life experiences bring different perspectives, creativity, and individual enterprise to address complex scientific problems. There are many benefits that flow from a diverse NIH-supported scientific workforce, including: fostering scientific innovation, enhancing global competitiveness, contributing to robust learning environments, improving the quality of research, advancing the likelihood that underserved populations and those that experience health disparities and inequities participate in and benefit from health research, and enhancing public trust. Fostering and encouraging participation by socially and economically disadvantaged and women-owned small businesses in technological innovation is one of the goals of the SBIR and STTR programs. (https://www.sbir.gov/sites/default/files/SBA%20SBIR_STTR_POLICY_DIRECTIVE_May2023.pdf).

NIH anticipates re-issue of the four Notices of Funding Opportunities (NOFOs):

  • Omnibus Solicitation of the NIH, CDC, and FDA for Small Business Innovation Research Grant Applications (Parent SBIR [R43/R44] Clinical Trial Not Allowed)
  • Omnibus Solicitation of the NIH, CDC, and FDA for Small Business Innovation Research Grant Applications (Parent SBIR [R43/R44] Clinical Trial Required)
  • Omnibus Solicitation of the NIH, CDC, and FDA for Small Business Technology Transfer Grant Applications (Parent STTR [R41/R42] Clinical Trial Not Allowed)
  • Omnibus Solicitation of the NIH, CDC, and FDA for Small Business Technology Transfer Grant Applications (Parent STTR [R41/R42] Clinical Trial Required)

SEED (Small business Education and Entrepreneurial Development)
Office of Extramural Research
301-827-8595
SEEDinfo@nih.gov

Anticipated Publication of the PHS 2024-2 Omnibus Solicitations of the NIH, CDC and FDA for Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Grant Applications (2024)

FAQs

What is the difference between an SBIR and an STTR grant? ›

An SBIR award gives flexibility in partnering with subcontractors and allows up to 33% of the funding to be used for partners. An STTR award requires that 40% of the funding goes to a research institution, 30% goes to the small business applicant and 30% is discretionary.

What is the difference between Phase 1 and Phase 2 of STTR? ›

A Phase I award helps you focus on the feasibility, technical merit, and commercial potential of your research project. A Phase II award lets you continue the research and development efforts initiated in Phase I.

How much is the STTR award? ›

SBIR/STTR Phase I awards are generally $50,000 - $250,000 for 6 months (SBIR) or 1 year (STTR). Phase II. The objective of Phase II is to continue the R/R&D efforts initiated in Phase I.

What is direct to Phase 2 STTR? ›

Direct to Phase II was a pilot program, brought about by the SBIR/STTR Reauthorization Act of 2011, that enabled the National Institutes of Health (NIH), the Department of Defense, and the Department of Education to issue a Phase II award to a small business concern that did not receive a Phase I award for research and ...

Who qualifies for an SBIR grant? ›

Eligible businesses must be for-profit entities located in the United States; operating within the United States; or making a significant contribution to the U.S. economy through payment of taxes or use of American products, materials, or labor.

Who submits the STTR application? ›

The small business is the applicant and must be registered in Grants.gov. The University of Washington (UW) portion of the proposal routes through the Office of Sponsored Programs for review on an eGC1 in SAGE.

What is the SBIR Phase 2 limit? ›

NSF SBIR/STTR Phase II awards are funded up to $1,000,000 for up to 24 months.

How long is SBIR Phase 1? ›

Both the SBIR and STTR programs at DOE have three distinct phases. Phase I explores the feasibility of innovative concepts with awards up to $100,000 for about 9 months. Only Phase I award winners may compete for Phase II funding.

What is a Phase 3 SBIR? ›

The SBIR/STTR Phase III is also known as, the “Commercialization Phase” and the ultimate goal of the SBIR/STTR program. The work in this phase, derives from, extends, or completes an effort made under prior SBIR funding agreements, but is funded by sources other than SBIR/STTR.

Can you apply for both SBIR and STTR? ›

No. A small business is only permitted to submit ONE Phase I proposal per cycle. Small businesses, especially those with limited resources, should focus on submitting one strong proposal that best aligns with the commercial goals of their business and the NSF SBIR/STTR program goals.

Can an STTR be converted to a SBIR? ›

that began as an STTR in Phase I had to remain as an STTR in Phase II, the 2011 Reauthorization permits a Phase I STTR award to morph into an SBIR in Phase II, and vice versa. WHEN IS IT BEST TO USE SBIR? Let's now look at situations where it is best to apply for an SBIR award instead of an STTR.

What agencies participate in STTR? ›

Small Business Technology Transfer (STTR) Program

The five agencies currently participating in the STTR program are the Department of Defense, the Department of Energy, the Department of Health and Human Services, the National Aeronautics and Space Administration, and the National Science Foundation.

What is the difference between fast track and direct to phase 2? ›

In a Fast-Track, the Phase I work is the first component of the project period. Direct-to-Phase II bypasses this step; instead, Direct to Phase II applicants must have performed the equivalent of Phase I research prior to submission of the application.

How long does the SBIR STTR data protection period last? ›

SBIR/STTR Data are protected from disclosure by the participating agencies for a period of not less than 20 years with the protection period beginning at the time of the Phase I, II, or III award.

What is SBIR Phase IIb? ›

The Phase IIb grants should allow small businesses to get to a stage where interest and investment by third parties is more likely, and/or the technology has advanced to the commercialization phase.

What are the disadvantages of SBIR? ›

This 45-minute recorded webinar provides a detailed rundown of common weaknesses of SBIR/STTR proposals. Potential pitfalls include:
  • lack of innovation and technical risk;
  • non-optimal selection of the PI;
  • lack of team's commercialization expertise;
  • weak commercialization plan;
  • unrealistic revenue projections; and.
Jan 5, 2024

What are the SBIR and STTR programs best described as _____________? ›

These two initiatives, the SBIR and STTR programs, are sometimes referred to as the Nation's largest source of early stage/high risk funding for start-ups and small business. To be eligible, the small business must be American-owned, organized as a for-profit entity, and have less than 500 employees.

Can you switch from SBIR to STTR? ›

NIH SBIR and STTR applicants may switch programs at Phase II or Phase IIB to any active and open NIH SBIR or STTR solicitation. This means that: Phase I STTR award recipients may apply for NIH SBIR or STTR Phase II. Phase I SBIR award recipients may apply for NIH SBIR or STTR Phase II.

References

Top Articles
Latest Posts
Article information

Author: Prof. An Powlowski

Last Updated:

Views: 5427

Rating: 4.3 / 5 (44 voted)

Reviews: 83% of readers found this page helpful

Author information

Name: Prof. An Powlowski

Birthday: 1992-09-29

Address: Apt. 994 8891 Orval Hill, Brittnyburgh, AZ 41023-0398

Phone: +26417467956738

Job: District Marketing Strategist

Hobby: Embroidery, Bodybuilding, Motor sports, Amateur radio, Wood carving, Whittling, Air sports

Introduction: My name is Prof. An Powlowski, I am a charming, helpful, attractive, good, graceful, thoughtful, vast person who loves writing and wants to share my knowledge and understanding with you.